Stellar IT Solutions provides the expertise to assist your firm in managing its regulatory risks and identify gaps in existing frameworks. Our goal is to assist our clients to meet SEC/FINRA regulatory compliance obligations with respect to surveillance of trading activity, record retention, CAT compliance, trade surveillance/AML alert tracking, and training programs. Stellar’s solutions are designed to operate within an efficient cloud-based environment.
CatScanner is a data validation and reporting tool that scans a firm’s order and transaction data before submitting pursuant to CATNMS Rule 613.
The Examiner tool performs advanced trade analytics. It provides an enterprise view through dashboards that enhance data insights and trend analysis.
Investigator is a customizable tool that allows users to drill into the market data that generated alerts for Case Manager. It can work across multiple datasets to provide contextual information.
Stellar’s Case Manager tool is an electronic activity journal that tracks the lifecycle of alerts and cases. Our solution provides several benefits that include a centralized and integrated tool designed to improve efficiency, customizable KPIs, and the ability to triage various types of suspicious activity through one central system.
DSP is a data science and research platform that provides users with advanced analytic tools to run M/L notebooks for detecting various threat scenarios from a data driven approach.
Stellar develops custom AI/ML based models that are explainable and more accurate than traditional out of box models.
Stellar LMS is a training management tool that helps firms manage, organize, and deploy training programs across its enterprise. This tool creates an audit trail to ensure firms are meeting continuing education and regulatory training obligations.